Guide to new SEC rules

Recent SEC Updates The U.S. Securities and Exchange Commission (SEC) was established in 1934 as the first federal regulator of the securities markets. Its purpose? To protect investors, monitor corporate takeover, and maintain fair…

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September Round-Up of IPO News

This year has seen the launch of many successful IPOs, while others have not been quite as successful. Unicorns, it’s turning out, don’t always post magically high revenues as investors thought they would,…

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